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A Field Guide to Critical Thinking
James Lett
There are many reasons for the popularity of paranormal beliefs
in the United States today, including: (1) the irresponsibility
of the mass media, who exploit the public taste for nonsense, (2)
the irrationality of the American world-view, which supports such
unsupportable claims as life after death and the efficacy of the
polygraph, and (3) the ineffectiveness of public education, which
generally fails to teach students the essential skills of critical
thinking. As a college professor, I am especially concerned with
this third problem. Most of the freshman and sophomore students
in my classes simply do not know how to draw reasonable conclusions
from the evidence. At most, they've been taught in high school what
to think; few of them know how to think.
In an attempt to remedy this problem at my college, I've developed
an elective course called “Anthropology and the Paranormal.”
The course examines the complete range of paranormal beliefs in
contemporary American culture, from precognition and psychokinesis
to channeling and cryptozoology and everything between and beyond,
including astrology, UFO's and creationism. I teach the students
very little about anthropological theories and even less about anthropological
terminology. Instead, I try to communicate the essence of the anthropological
perspective, by teaching them, indirectly, what the scientific method
is all about. I do so by teaching them how to evaluate evidence.
I give them six simple rules to follow when considering any claim,
and then show them how to apply those six rules to the examination
of any paranormal claim.
The six rules of evidential reasoning are my own distillation and
simplification of the scientific method. To make it easier for students
to remember these half-dozen guidelines, I've coined an acronym
for them. Ignoring the vowels, the letters in the word “FiLCHeRS”
stand for the rules of Falsifiability, Logic, Comprehensiveness,
Honesty, Replicability and Sufficiency. Apply these six rules to
the evidence offered for any claim , I tell my students, and no
one will ever be able to sneak up on you and steal your belief.
You'll be filch-proof.
Falsifiability
It must be possible to conceive of evidence that would prove the
claim false.
It may sound paradoxical, but in order for any claim to be true,
it must be falsifiable. The rule of falsifiability is a guarantee
that if the claim is false, the evidence will prove it false; and
if the claim is true, the evidence will not disprove it (in which
case the claim can be tentatively accepted as true until such time
as evidence is brought forth that does disprove it). The rule of
falsifiability, in short, says that the evidence must matter, and
as such it is the first and most important and most fundamental
rule of evidential reasoning.
The rule of falsifiability is essential for this reason: If nothing
conceivable could ever disprove the claim, then the evidence that
does exist would not matter; it would be pointless to even examine
the evidence, because the conclusion is already known - the claim
is invulnerable to any possible evidence. This would not mean, however,
that the claim is true; instead it would mean that the claim is
meaningless. This is so because it is impossible - logically impossible
- for any claim to be true no matter what. For every true claim
you can always conceive of evidence that would make the claim untrue
- in other words, again, every true claim is falsifiable.
For example, the true claim that the life span of human beings
is less than 200 years is falsifiable; it would be falsified if
a single human being were to live to be 200 years old. Similarly,
the true claim that water freezes at 32 degrees F. is falsifiable;
it would be falsified if water were to freeze at, say, 34 degrees
F. Each of these claims is firmly established as scientific “fact”,
and we do not expect either claim ever to be falsified; however,
the point is that either could be. Any claim that could not be falsified
would be devoid of any propositional content; that is, it would
not be making a factual assertion- it would instead be making an
emotive statement, a declaration of the way the claimant feels about
the world. Nonfalsifiable claims do communicate information, but
what they describe is the claimant's value orientation. They communicate
nothing whatsoever of a factual nature, and hence are neither true
nor false. Nonfalsifiable statements are proportionally vacuous.
There are two principal ways in which the rule of falsifiability
can be violated - two ways, in other words, of making nonfalsifiable
claims. The first variety of nonfalsifiable statements is the undeclared
claim: a statement that is so broad or vague that it lacks any propositional
content. The undeclared claim is basically unintelligible and consequently
meaningless. Consider, for example, the claim that crystal therapists
can use pieces of quartz to restore balance and harmony to a person's
spiritual energy? What does it mean to have unbalanced spiritual
energy? How is the condition recognized and diagnosed? What evidence
would prove that someone's unbalanced spiritual energy had been
- or had not been - balanced by the application of crystal therapy?
Most New Age wonders, in fact, consist of similarly undeclared claims
that dissolve completely when exposed to the solvent of rationality.
The undeclared claim has the advantage that virtually any evidence
that could be adduced could be interpreted as congruent with the
claim, and for that reason it is especially popular among paranormalists
who claim precognitive powers. Jeanne Dixon, for example, predicted
that 1987 would be a year “filled with changes” for
Caroline Kennedy. Dixon also predicted that Jack Kemp would “face
major disagreements with the rest of his party” in 1987 and
that “world-wide drug terror” would be “unleashed
by narcotics czars” in the same year. She further revealed
that Dan Rather “may (or may not) be hospitalized” in
1988, and that Whitney Houston's “greatest problem”
in 1986 would be balancing her personal life against her career.”
The undeclared claim boils down to a statement that can be translated
as “Whatever will be, will be.”
The second variety of nonfalsifiable statements, which is even
more popular among paranormalists, involves the use of the multiple
out, that is, an inexhaustible series of excuses intended to explain
away the evidence that would seem to falsify the claim. Creationists,
for example, claim that the universe is no more than 10,000 years
old. They do so despite the fact that we can observe stars that
are billions of light-years from the earth, which means that the
light must have left those stars billions of years ago, and which
proves that the universe must be billions of years old. How then
do the creationists respond to this falsification of their claim?
By suggesting that God must have created the light already on the
way from those distant stars at the moment of creation 10,000 years
ago. No conceivable piece of evidence, of course, could disprove
that claim.
Additional examples of multiple outs abound in the realm of the
paranormal. UFO proponents, faced with a lack of reliable physical
or photographic evidence to buttress their claims, point to a secret
“government conspiracy” that is allegedly preventing
the release of evidence that would support their case. Psychic healers
say they can heal you if you have enough faith in their powers.
Psychokinetics say they can bend spoons with their minds if they
are not exposed to negative vibrations from skeptical observers.
Tarot readers can predict your fate if you're sincere in your desire
for knowledge. The multiple out means, in effect, “Heads I
win, tails you lose.”
Logic
Any argument offered as evidence in support of any claim must be
sound.
An argument is said to be “valid” if its conclusion
follows unavoidably from its premises; it is “sound”
if it is valid and if all the premises are true. The rule of logic
thus governs the validity of inference. Although philosophers have
codified and named the various forms of valid arguments, it is not
necessary to master a course in formal logic in order to apply the
rules of inference consistently and correctly. An invalid argument
can be recognized by the simple method of counterexample: If you
can conceive of a single imaginable instance whereby the conclusion
would not necessarily follow from the premises even if the premises
are true, then the argument is invalid. Consider the following syllogism,
for example: All dogs have fleas; Xavier has fleas; therefore Xavier
is a dog. That argument is invalid; because a single flea-ridden
feline named Xavier would provide an effective counterexample. If
an argument is invalid, then it is, by definition, unsound. Not
all valid arguments are sound, however. Consider this example: All
dogs have fleas; Xavier is a dog; therefore Xavier has fleas. That
argument is unsound, even though it is valid, because the first
premise is false: All dogs do not have fleas.
To determine whether a valid argument is sound is frequently problematic;
knowing whether a given premise is true or false often demands additional
knowledge about the claim that may require empirical investigation.
If the argument passes these two tests, however - if it is both
valid and sound - then the conclusion can be embraced with certainty.
The rule of logic is frequently violated by pseudoscientists. Erich
von Daniken, who singlehandedly popularized the ancient-astronaut
mythology in the 1970's, wrote many books in which he offered invalid
and unsound arguments with benumbing regularity ( see Omohundro
1976). In Chariots of the Gods? he was not above making arguments
that were both logically invalid and factually inaccurate - in other
words, arguments that were doubly unsound. For example, von Daniken
argues that the map of the world made by the sixteenth century Turkish
admiral Piri Re'is is so “astoundingly accurate” that
it could only have been made from satellite photographs. Not only
is the argument invalid (any number of imaginable techniques other
than satellite photography could result in an “astoundingly
accurate” map, but the premise is simply wrong - the Piri
Re'is map, in fact, contains many gross inaccuracies (see Story
1981)
Comprehensiveness
The evidence offered in support of any claim must be exhaustive
- that is, all of the available evidence must be considered.
For obvious reasons, it is never reasonable to consider only the
evidence that supports a theory and to discard the evidence that
contradicts it. This rule is straightforward and self-apparent,
and it requires little explication or justification. Nevertheless,
it is a rule that is frequently broken by proponents of paranormal
claims and by those who adhere to paranormal beliefs.
For example, the proponents of biorhythm theory are fond of pointing
to airplane crashes that occurred on days when the pilot, copilot,
and/or navigator were experiencing critically low points in their
intellectual, emotional, and/or physical cycles. The evidence considered
by the biorhythm apologists, however, does not include the even
larger number of airplane crashes that occurred when the crews were
experiencing high or neutral points in their biorhythm cycles (Hines
1988:160). Similarly, when people believe that Jeanne Dixon has
precognitive ability because she predicted the 1988 election of
George Bush (which she did, two months before the election, when
every social scientist, media maven and private citizen in the country
was making the same prognostication), they typically ignore the
thousands of forecasts that Dixon has made that have failed to come
true (such as her predictions that John F. Kennedy would not win
the presidency in 1960, that World War III would begin in 1958,
and that Fidel Castro would die in 1969). If you are willing to
be selective in the evidence you consider, you could reasonably
conclude that the earth is flat.
Honesty
The evidence offered in support of any claim must be evaluated
without self-deception.
The rule of honesty is a corollary to the rule of comprehensiveness.
When you have examined all of the evidence, it is essential that
you be honest with yourself about the results of that examination.
If the weight of the evidence contradicts the claim, then you are
required to abandon belief in that claim. The obverse, of course,
would hold as well.
The rule of honesty, like the rule of comprehensiveness, is frequently
violated by both proponents and adherents of paranormal beliefs.
Parapsychologists violate this rule when they conclude, after numerous
subsequent experiments have failed to replicate initially positive
psi results, that psi must be an elusive phenomenon. (Applying Occam's
Razor, the more honest conclusion would be that the original positive
result must have been a coincidence.) Believers in the paranormal
violate this rule when they conclude, after observing a “psychic”
surreptitiously bend a spoon with his hands, that he only cheats
sometimes.
In practice, the rule of honesty usually boils down to an injunction
against breaking the rule of falsifiability by taking a multiple
out. There is more to it than that, however: The rule of honesty
means that you must accept the obligation to come to a rational
conclusion once you have examined all the evidence. If the overwhelming
weight of all the evidence falsifies your belief, then you must
conclude that the belief is false, and you must face the implications
of that conclusion forthrightly. In the face of overwhelmingly negative
evidence, neutrality and agnosticism are no better than credulity
and faith. Denial, avoidance, rationalization, and all the other
familiar mechanisms of self-deception would constitute violations
of the rule of honesty.
In my view, this rule alone would all but invalidate the entire
discipline of parapsychology. After more than a century of systematic,
scholarly research, the psi hypothesis remains wholly unsubstantiated
and unsupportable; parapsychologists have failed, as Ray Hyman (1959:7)
observes, to produce “any consistent evidence for paranormality
that can withstand scrutiny.” From all indications, the number
of parapsychologists who observe the rule of honesty pales in comparison
with the number who delude themselves. Veteran psychic investigator
Eric Dingwall (1958:162) summed up his extensive experience in parapsychological
research with this observation: “After sixty years' experience
with most of the leading parapsychologists of that period I do not
think I could name a half dozen whom I could call objective students
who honestly wished to discover the truth.”
Replicability
If the evidence for any claim is based upon an experimental result,
or if the evidence offered in support of any claim could logically
be explained as coincidental, then it is necessary for the evidence
to be repeated in subsequent experiments or trials.
The rule of replicability provides a safeguard against the possibility
of error, fraud, or coincidence. A single experiment concerns the
production of nuclear fusion or the existence of telepathic ability.
Any experiment, no matter how carefully designed and executed, is
always subject to the possibility of implicit bias or undetected
error. The rule of replicability, which requires independent observers
to follow the same procedures and to achieve the same results, is
an effective way of correcting bias or error, even if the bias or
error remains permanently unrecognized. If the experimental results
are the product of deliberate fraud, the rule of replicability will
ensure that the experiment will eventually be performed by honest
researchers.
If the phenomenon in question could conceivably be the product
of coincidence, then the phenomenon must be replicated before the
hypothesis of coincidence can be rejected. If the coincidence is
in fact the explanation for the phenomenon, then the phenomenon
will not be duplicated in subsequent trials, and the hypothesis
of coincidence will be confirmed; but if coincidence is not the
explanation, then the phenomenon may be duplicated, and an explanation
other than coincidence will have to be sought. If I correctly predict
the next role of the dice, you should demand that I duplicate the
feat before granting that my prediction was anything but a coincidence.
The rule of replicability is regularly violated by parapsychologists,
who are especially fond of misinterpreting coincidences. The famous
“psychic sleuth” Gerard Croiset, for example, allegedly
solved numerous baffling crimes and located hundreds of missing
persons in a career that spanned five decades, from the 1940's until
his death in 1980. The truth is that the overwhelming majority of
Croiset's predictions were either vague and nonfalsifiable or simply
wrong. Given the fact that Croiset made thousands of predictions
during his lifetime, it is hardly surprising that he enjoyed one
or two chance “hits”. The late Dutch parapsychologist
Wilhelm Tenhaeff, however, seized upon those “very few prize
cases” to argue that Croiset possessed demonstrated psi powers
(Hoebens 1986a:130). That was a clear violation of the rule of replicability,
and could not have been taken as evidence of Croiset's psi abilities
even if the “few prize cases” had been true. (In fact,
however, much of Tenhaeff's data was fraudulent - See Hoebens 1986b)
Sufficiency
The evidence offered in support of any claim must be adequate to
establish the truth of that claim, with these stipulations: (1)
the burden of proof for any claim rests on the claimant, (2) extraordinary
claims demand extraordinary evidence, and (3) evidence based upon
authority and/or testimony is always inadequate for any paranormal
claim.
The burden of proof always rests with the claimant for the simple
reason that the absence of disconfirming evidence is not the same
as the presence of confirming evidence. This rule is frequently
violated by proponents of paranormal claims, who argue that, because
their claims have not been disproved, they have therefore been proved.
(UFO buffs, for example, argue that because skeptics have not explained
every UFO sighting, some UFO sightings must be extraterrestrial
spacecraft.) Consider the implications of that kind of reasoning:
If I claim that Adolf Hitler is alive and well and living in Argentina,
how could you disprove my claim? Since the claim is logically possible,
the best you could do (in the absence of unambiguous forensic evidence)
is to show that the claim is highly improbable - but that would
not disprove it. The fact that you cannot prove that Hitler is not
living in Argentina, however, does not mean that I have proved that
he is. It only means that I have proved that he could be - but that
would mean very little; logical possibility is not the same as established
reality. If the absence of disconfirming evidence were sufficient
proof of a claim, then we could “prove” anything that
we could imagine. Belief must be based not simply on the absence
of disconfirming evidence but on the presence of confirming evidence.
It is the claimant's obligation to furnish that confirming evidence.
Extraordinary claims demand extraordinary evidence for the obvious
reason of balance. If I claim that it rained for ten minutes on
my way to work last Tuesday, you would be justified in accepting
that claim as true on the basis of my report. But if I claim that
I was abducted by extraterrestrial aliens who whisked me to the
far side of the moon and performed bizarre medical experiments on
me, you would be justified in demanding more substantial evidence.
The ordinary evidence of my testimony, while sufficient for ordinary
claims, is not sufficient for extraordinary ones.
In fact, testimony is always inadequate for any paranormal claim,
whether it is offered by an authority or a layperson, for the simple
reason that a human being can lie or make a mistake. No amount of
expertise in any field is a guarantee against human fallibility,
and expertise does not preclude the motivation to lie; therefore
a person's credentials, knowledge, and experience cannot, in themselves,
be taken as sufficient evidence to establish the truth of a claim.
Moreover, a person's sincerity lends nothing to the credibility
of his or her testimony. Even if people are telling what they sincerely
believe to be the truth, it is always possible that they could be
mistaken. Perception is a selective act, dependent upon belief,
context, expectation, emotional and biochemical states, and a host
of other variables. Memory is notoriously problematic, prone to
a range of distortions, deletions, substitutions, and amplifications.
Therefore the testimony that people offer of what they remember
seeing or hearing should always be regarded as only provisionally
and approximately accurate; when people are speaking about the paranormal,
their testimony should never be regarded as reliable evidence in
and of itself. The possibility and even the likelihood of error
are far too extensive (see Connor 1986)
Conclusion
The first three rules of FiLCHeRS - falsifiability, logic, and
comprehensiveness - are all logically necessary rules of evidential
reasoning. If we are to have confidence in the veracity of any claim,
whether normal or paranormal, the claim must be propositionally
meaningful, and the evidence offered in support of the claim must
be rational and exhaustive.
The last three rules of FiLCHeRS - honesty, replicability, and
sufficiency - are all pragmatically necessary rules of evidential
reasoning. Because human beings are often motivated to rationalize
and lie to themselves, because they are sometimes motivated to lie
to others, because they can make mistakes, and because perception
and memory are problematic, we must demand that the evidence for
any actual claim be evaluated without self-deception, that it be
carefully screened for error, fraud, and appropriateness, and that
it be substantial and unequivocal.
What I tell my students, then, is that you can and should use FiLCHeRS
to evaluate the evidence offered for any claim. If the claim fails
any one of these six tests, then it should be rejected; but if it
passes all six tests, then you are justified in placing considerable
confidence in it.
Passing all six tests, of course, does not guarantee that the claim
is true (just because you have examined all the evidence available
today is no guarantee that there will not be new and disconfirming
evidence available tomorrow), but it does guarantee that you have
good reasons for believing the claim. It guarantees that you have
sold your belief for a fair price, and that it has not been filched
from you.
Being a responsible adult means accepting the fact that almost
all knowledge is tentative, and accepting it cheerfully. You may
be required to change your belief tomorrow, if the evidence warrants,
and you should be willing and able to do so. That, in essence, is
what skepticism means: to believe if and only if the evidence warrants.
References
Connor, John W. 1984.. Misperception, folk belief, and the occult:
A cognitive guide to understanding. SKEPTICAL INQUIRER, 8:344-354,
Summer.
Dingwall, E.J. 1985. The need for responsibility in parapsychology:
My sixty years in parapsychological research. In A Skeptic's Handbook
of Parapsychology. 161-174. Ed. by Paul Kurtz. Buffalo, N.Y.: Prometheus
Books.
Hines, Terence. 1988. Pseudoscience and the Paranormal. Buffalo
N.Y.: Prometheus Books.
Hoebens, Piet Hein, 1981. Gerard Croiset: Investigation of the
Mozart of “psychic sleuths” SKEPTICAL INQUIRER, 6(1):17-28,
Fall
-------------- 1981-82. Croiset and Professor Tenhaeff: Discrepancies
in claims of clairvoyance. SKEPTICAL INQUIRER, (2):21-40, Winter
Hyman, Ray. 1985. A critical historical overview of parapsychology.
In A Skeptic's Handbook of Parapsychology, 3-96, Ed. by Paul Kurtz,
Buffalo N.Y., Prometheus Books
Omohundro, John T. 1976. Von Daniken's chariots: primer in the
art of cooked science. SKEPTICAL INQUIRER, 1(1):58-68 Fall
Story, Ronald D. 1977. Von Daniken's golden gods, SKEPTICAL INQUIRER,
2(1):22-35, Fall/Winter.
James Lett is an associate professor of anthropology, Department
of Social Sciences, Indian River Community College, 3209 Virginia
Ave., Ft.Pierce, Florida 34981, U.S.A.. He is author of The Human
Enterprise: A Critical Introduction to Anthropological Theory.
T aken from Skeptical
Inquirer.
(CX5046)
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